IT THAT HOLDS UP

IN AN EXAM

Managed IT, cybersecurity, and private cloud for financial institutions — NYDFS, FINRA, and SEC-aligned, always-on, without building an internal IT organization.

Stay exam-ready
Protect customer data
Build for AI and compliance

SCHEDULE A COMPLIANCE ASSESSMENT

Where Compliance, Security, and Operational Resilience Converge

From community banks to capital markets firms — we support mid-market financial services IT.

MEET REGULATORS WITH CONFIDENCE
6 years
SouthEast Bank
Paper Trail On-demand
99.99%
Uptime SLA
Private Cloud
SOC
SOC 1 + SOC 2 Type II
Reporting Included
Phase 3
Ready NYDFS active
since Nov 2025

We Address the Operational Realities of Mid-Market Financial Services

From community banks to capital market firms.
Stay Exam-Ready
Audit gaps stop deals. NexusTek keeps compliance documentation current with vCIO advisory, SOC 1/SOC 2 reporting, and the paper
Protect Customer Data
Financial services has the highest breach costs. MDR + 24/7 SOC, AI Email Security, and NYDFS-compliant MFA close the detection gap.
Build for AI and Compliance
Regulator-aligned Private Cloud, Compliance Assessments, and a governed AI platform. The infrastructure regulated AI requires.

Financial Services Compliance Assessment

 
Map your posture against NYDFS, OCC, FINRA, PCI DSS, and SEC. Prioritized remediation roadmap. No commitment required.

The Full IT Stack. One Partner.

Solution Stack

Five service pillars through NexusOps — built for the operational and compliance realities of mid-market financial institutions.

Private Cloud
NexusTek Private Cloud
NYDFS, OCC, and FINRA aligned Tier 4/5. 99.99% uptime SLA. SOC 1 + SOC 2 Type II reporting included. RBAC and full audit logging. Fixed-cost billing.
Private Cloud
Managed Hybrid Cloud
Legacy core banking, policy administration, and portfolio management stay available during phased migration. 100% migration success rate.
Private Cloud
Disaster Recovery as a Service
Tested DR with documented RTOs/RPOs. FINRA, OCC, and FFIEC examination-ready BCP documentation. Ransomware becomes a contained incident.
Cybersecurity
MDR + 24/7 SOC
Continuous monitoring across endpoint, email, identity, and network. NYDFS-compliant MFA enforcement. Sub-hour response SLA.

Built for Every Financial Services Segment

Community banks to capital markets firms to payment processors — one partner, right-sized for every mid-market financial institution.

Banking
Banking
CIOs · CISOs · VPs of IT · Compliance Officers
No dedicated compliance IT — NYDFS Phase 3 and SOC reports addressed reactively at exam time
NexusTek Delivers
Private Cloud + SOC 1/SOC 2 Reporting
MDR + 24/7 SOC
vCIO Advisory
NYDFS Compliance Assessment
Insurance
Insurance
CIOs · CISOs · COOs · Chief Compliance Officers
Policy administration downtime stops renewals and claims. NYDFS obligations and ransomware target high-value PII/PHI.
NexusTek Delivers
MDR + 24/7 SOC
DRaaS with Tested RTOs
NYDFS Compliance Assessment
vCISO Services
Asset Management
Asset Management
CIOs · CCOs · Heads of Compliance · COOs
SEC 48-hour incident notification — but most firms lack the detection capability to meet it.
NexusTek Delivers
Security Assessment
MDR + 24/7 SOC
vCIO Advisory
AI Governance Framework
Capital Markets
Capital Markets
CIOs · Heads of Trading Technology · Compliance Directors · CISOs
FINRA-mandated BCP with tested RTOs/RPOs — but most firms haven’t run a realistic DR test in years.
NexusTek Delivers
Private Cloud + Tested DR
MDR + 24/7 SOC
FINRA BCP Documentation
vCIO Advisory
Payments
Payments
CIOs · CISOs · Compliance Officers · COOs
PCI DSS 4.0 is enforceable — cardholder data needs 24/7 monitoring, and fraud AI stalls on governance.
NexusTek Delivers
PCI DSS Compliance Assessment
24/7 SOC
AI Implementation for Fraud Detection
vCIO Advisory

Proven in Federally Regulated Financial Services

Case studies
CASE STUDY
SouthEast Bank
PRIVATE CLOUD + COMPLIANCE
The situation
Federally regulated community bank. OCC, Fed, and FDIC third-party risk requirements. Public cloud evaluated, then rejected. Couldn’t deliver exam-ready SOC reporting or cost predictability.
What NexusTek delivered
NexusTek Private Cloud in Tier 4/5. SOC 1 and SOC 2 Type II reporting annually. Hybrid cloud integration. Monthly vCIO advisory with compliance planning and exam support.
“NexusTek understands what regulators expect, they’re familiar with the audit process, and they’re always ready to provide the documentation and support we need.”
CASE STUDY
Growing Mortgage Lender
CO-MANAGED IT
The situation
200+ employee U.S. mortgage lender. Limited internal IT. Aging servers, legacy tape backup, and rising compliance demands across distributed branches.
What NexusTek delivered
Co-managed IT with 24/7 help desk. Servers, laptops, and backup all refreshed. Microsoft 365 and Azure AD deployment. Advanced email security. Monthly vCIO sessions.
“NexusTek’s co-managed IT model allowed us to maintain oversight while outsourcing execution and gaining 24/7 help desk coverage.”
Complete modernization. Zero added IT headcount.

Why NexusTek?

30 years
IT services experience
1,400+
Active clients
98%
Client satisfaction rating
CRN MSP500
9 consecutive years
100+
Technology partnerships
Ready to put it to work for your patients?
Talk to a NexusTek healthcare specialist. We start by understanding how your environment operates, where compliance and security risk exists, and where we can deliver the fastest impact.
 

Explore the full Financial Services GTM kit

Resources
EBOOK
The Financial Services IT Playbook

Compliance-ready IT, cybersecurity, and AI for mid-market financial institutions.

BROCHURE
Compliance-Ready IT. Exam-Ready Infrastructure

Managed IT, cybersecurity, and private cloud for financial services. Challenges, solutions, service pillars, and client results.

Ready to Put IT to Work for Your Clients?

Talk to a NexusTek financial services specialist. We start by understanding how your environment operates, where compliance and security risk exists, and where we can deliver the fastest impact.